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| 1 | +# SPDX-FileCopyrightText: Copyright (c) 2023 NVIDIA CORPORATION & AFFILIATES. All rights reserved. |
| 2 | +# SPDX-License-Identifier: Apache-2.0 |
| 3 | +# |
| 4 | +# Licensed under the Apache License, Version 2.0 (the "License"); |
| 5 | +# you may not use this file except in compliance with the License. |
| 6 | +# You may obtain a copy of the License at |
| 7 | +# |
| 8 | +# http://www.apache.org/licenses/LICENSE-2.0 |
| 9 | +# |
| 10 | +# Unless required by applicable law or agreed to in writing, software |
| 11 | +# distributed under the License is distributed on an "AS IS" BASIS, |
| 12 | +# WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. |
| 13 | +# See the License for the specific language governing permissions and |
| 14 | +# limitations under the License. |
| 15 | + |
| 16 | +import os |
| 17 | + |
| 18 | +import pytest |
| 19 | +from pydantic import ValidationError |
| 20 | + |
| 21 | +from nemoguardrails.eval.models import ( |
| 22 | + ComplianceCheckLog, |
| 23 | + EvalConfig, |
| 24 | + EvalOutput, |
| 25 | + ExpectedOutput, |
| 26 | + InteractionSet, |
| 27 | + Policy, |
| 28 | +) |
| 29 | + |
| 30 | +ROOT = os.path.dirname(__file__) |
| 31 | + |
| 32 | + |
| 33 | +def test_interaction_set_expected_output_instantiation(): |
| 34 | + """Test that ExpectedOutput is correctly instantiated based on type.""" |
| 35 | + |
| 36 | + # string type |
| 37 | + data = {"type": "string", "policy": "test_policy"} |
| 38 | + interaction_set = InteractionSet.model_validate( |
| 39 | + {"id": "test_id", "inputs": ["test input"], "expected_output": [data]} |
| 40 | + ) |
| 41 | + assert len(interaction_set.expected_output) == 1 |
| 42 | + assert interaction_set.expected_output[0].type == "string" |
| 43 | + assert interaction_set.expected_output[0].policy == "test_policy" |
| 44 | + |
| 45 | + # dict type |
| 46 | + data = {"type": "dict", "policy": "test_policy"} |
| 47 | + interaction_set = InteractionSet.model_validate( |
| 48 | + {"id": "test_id", "inputs": ["test input"], "expected_output": [data]} |
| 49 | + ) |
| 50 | + assert len(interaction_set.expected_output) == 1 |
| 51 | + assert interaction_set.expected_output[0].type == "dict" |
| 52 | + assert interaction_set.expected_output[0].policy == "test_policy" |
| 53 | + |
| 54 | + |
| 55 | +def test_eval_config_from_path(): |
| 56 | + """Test loading config from path.""" |
| 57 | + |
| 58 | + config = EvalConfig.from_path(os.path.join(ROOT, "config_yml")) |
| 59 | + assert config is not None |
| 60 | + assert len(config.policies) > 0 |
| 61 | + |
| 62 | + |
| 63 | +def test_compliance_check_log(): |
| 64 | + """Test ComplianceCheckLog model.""" |
| 65 | + log = ComplianceCheckLog.model_validate({"id": "test_id", "llm_calls": []}) |
| 66 | + assert log.id == "test_id" |
| 67 | + assert log.llm_calls == [] |
| 68 | + |
| 69 | + |
| 70 | +def test_eval_output(): |
| 71 | + """Test EvalOutput model.""" |
| 72 | + output = EvalOutput.model_validate( |
| 73 | + { |
| 74 | + "results": [ |
| 75 | + { |
| 76 | + "id": "test_id", |
| 77 | + "input": "test input", |
| 78 | + "output": "test_output", |
| 79 | + "compliance_checks": [ |
| 80 | + { |
| 81 | + "id": "check_id", |
| 82 | + "created_at": "2024-01-01T00:00:00", |
| 83 | + "method": "test_method", |
| 84 | + "compliance": {"policy1": True}, |
| 85 | + "details": "test details", |
| 86 | + "interaction_id": "test_id", |
| 87 | + } |
| 88 | + ], |
| 89 | + } |
| 90 | + ], |
| 91 | + "logs": [], |
| 92 | + } |
| 93 | + ) |
| 94 | + assert len(output.results) == 1 |
| 95 | + assert output.results[0].id == "test_id" |
| 96 | + assert output.results[0].input == "test input" |
| 97 | + assert output.results[0].output == "test_output" |
| 98 | + assert len(output.results[0].compliance_checks) == 1 |
| 99 | + assert output.results[0].compliance_checks[0].id == "check_id" |
| 100 | + assert output.results[0].compliance_checks[0].interaction_id == "test_id" |
| 101 | + |
| 102 | + |
| 103 | +def test_eval_config_policy_validation_empty_lists(): |
| 104 | + """Test that empty policies and interactions lists are handled correctly.""" |
| 105 | + config = EvalConfig.model_validate( |
| 106 | + { |
| 107 | + "policies": [], |
| 108 | + "interactions": [], |
| 109 | + } |
| 110 | + ) |
| 111 | + assert len(config.policies) == 0 |
| 112 | + assert len(config.interactions) == 0 |
| 113 | + |
| 114 | + |
| 115 | +def test_eval_config_policy_validation_invalid_policy_format_missing_description(): |
| 116 | + """Test that invalid policy formats are rejected.""" |
| 117 | + with pytest.raises(ValueError): |
| 118 | + EvalConfig.model_validate( |
| 119 | + { |
| 120 | + "policies": [{"id": "policy1"}], |
| 121 | + "interactions": [], |
| 122 | + } |
| 123 | + ) |
| 124 | + |
| 125 | + |
| 126 | +def test_eval_config_policy_validation_invalid_interaction_format_missing_inputs(): |
| 127 | + """Test that invalid interaction formats are rejected.""" |
| 128 | + with pytest.raises(ValueError): |
| 129 | + EvalConfig.model_validate( |
| 130 | + { |
| 131 | + "policies": [{"id": "policy1", "description": "Test policy"}], |
| 132 | + "interactions": [ |
| 133 | + { |
| 134 | + "id": "test_id", |
| 135 | + "expected_output": [{"type": "string", "policy": "policy1"}], |
| 136 | + } |
| 137 | + ], |
| 138 | + } |
| 139 | + ) |
| 140 | + |
| 141 | + |
| 142 | +def test_interaction_set_empty_expected_output(): |
| 143 | + """Test that empty expected_output list is handled correctly.""" |
| 144 | + interaction_set = InteractionSet.model_validate( |
| 145 | + {"id": "test_id", "inputs": ["test input"], "expected_output": []} |
| 146 | + ) |
| 147 | + assert len(interaction_set.expected_output) == 0 |
| 148 | + |
| 149 | + |
| 150 | +def test_interaction_set_invalid_format(): |
| 151 | + """Test that invalid expected_output format is rejected.""" |
| 152 | + with pytest.raises(ValueError): |
| 153 | + InteractionSet.model_validate( |
| 154 | + { |
| 155 | + "id": "test_id", |
| 156 | + "inputs": ["test input"], |
| 157 | + "expected_output": [{"type": "string"}], |
| 158 | + } |
| 159 | + ) |
| 160 | + |
| 161 | + # TODO: The model currently doesn't validate the type field values. |
| 162 | + # This test should pass once type validation is implemented. |
| 163 | + # with pytest.raises(ValueError): |
| 164 | + # InteractionSet.model_validate( |
| 165 | + # { |
| 166 | + # "id": "test_id", |
| 167 | + # "inputs": ["test input"], |
| 168 | + # "expected_output": [{"type": "invalid_type", "policy": "test_policy"}], |
| 169 | + # } |
| 170 | + # ) |
| 171 | + |
| 172 | + |
| 173 | +def test_compliance_check_log_invalid_format(): |
| 174 | + """Test that invalid ComplianceCheckLog format is rejected.""" |
| 175 | + with pytest.raises(ValueError): |
| 176 | + ComplianceCheckLog.model_validate({}) |
| 177 | + |
| 178 | + # invalid llm_calls format |
| 179 | + with pytest.raises(ValueError): |
| 180 | + ComplianceCheckLog.model_validate({"id": "test_id", "llm_calls": "invalid"}) |
| 181 | + |
| 182 | + |
| 183 | +def test_policy_creation(): |
| 184 | + policy = Policy( |
| 185 | + id="policy_1", |
| 186 | + description="Test policy description", |
| 187 | + weight=50, |
| 188 | + apply_to_all=False, |
| 189 | + ) |
| 190 | + assert policy.id == "policy_1" |
| 191 | + assert policy.description == "Test policy description" |
| 192 | + assert policy.weight == 50 |
| 193 | + assert not policy.apply_to_all |
| 194 | + |
| 195 | + |
| 196 | +def test_policy_default_values(): |
| 197 | + policy = Policy( |
| 198 | + id="policy_2", |
| 199 | + description="Another test policy", |
| 200 | + ) |
| 201 | + assert policy.weight == 100 |
| 202 | + assert policy.apply_to_all |
| 203 | + |
| 204 | + |
| 205 | +def test_policy_invalid_weight(): |
| 206 | + with pytest.raises(ValidationError): |
| 207 | + Policy( |
| 208 | + id="policy_3", |
| 209 | + description="Invalid weight test", |
| 210 | + weight="invalid_weight", |
| 211 | + ) |
| 212 | + |
| 213 | + |
| 214 | +def test_expected_output_creation(): |
| 215 | + output = ExpectedOutput( |
| 216 | + type="refusal", |
| 217 | + policy="policy_1", |
| 218 | + ) |
| 219 | + assert output.type == "refusal" |
| 220 | + assert output.policy == "policy_1" |
| 221 | + |
| 222 | + |
| 223 | +def test_expected_output_missing_field(): |
| 224 | + with pytest.raises(ValidationError): |
| 225 | + ExpectedOutput( |
| 226 | + type="refusal", |
| 227 | + ) |
| 228 | + |
| 229 | + |
| 230 | +def test_eval_config_policy_validation_valid(): |
| 231 | + """Test that policy validation works correctly.""" |
| 232 | + |
| 233 | + config = EvalConfig.model_validate( |
| 234 | + { |
| 235 | + "policies": [{"id": "policy1", "description": "Test policy"}], |
| 236 | + "interactions": [ |
| 237 | + { |
| 238 | + "id": "test_id", |
| 239 | + "inputs": ["test input"], |
| 240 | + "expected_output": [{"type": "string", "policy": "policy1"}], |
| 241 | + } |
| 242 | + ], |
| 243 | + } |
| 244 | + ) |
| 245 | + assert len(config.policies) == 1 |
| 246 | + assert len(config.interactions) == 1 |
| 247 | + |
| 248 | + |
| 249 | +def test_eval_config_policy_validation_invalid_policy_not_found(): |
| 250 | + # invalid case, policy not found |
| 251 | + with pytest.raises( |
| 252 | + ValueError, match="Invalid policy id policy2 used in interaction set" |
| 253 | + ): |
| 254 | + EvalConfig.model_validate( |
| 255 | + { |
| 256 | + "policies": [{"id": "policy1", "description": "Test policy"}], |
| 257 | + "interactions": [ |
| 258 | + { |
| 259 | + "id": "test_id", |
| 260 | + "inputs": ["test input"], |
| 261 | + "expected_output": [ |
| 262 | + { |
| 263 | + "type": "string", |
| 264 | + "policy": "policy2", |
| 265 | + } |
| 266 | + ], |
| 267 | + } |
| 268 | + ], |
| 269 | + } |
| 270 | + ) |
| 271 | + |
| 272 | + |
| 273 | +def test_eval_config_policy_validation_multiple_interactions(): |
| 274 | + """Test that policy validation works with multiple interactions.""" |
| 275 | + config = EvalConfig.model_validate( |
| 276 | + { |
| 277 | + "policies": [{"id": "policy1", "description": "Test policy"}], |
| 278 | + "interactions": [ |
| 279 | + { |
| 280 | + "id": "test_id1", |
| 281 | + "inputs": ["test input 1"], |
| 282 | + "expected_output": [{"type": "string", "policy": "policy1"}], |
| 283 | + }, |
| 284 | + { |
| 285 | + "id": "test_id2", |
| 286 | + "inputs": ["test input 2"], |
| 287 | + "expected_output": [{"type": "string", "policy": "policy1"}], |
| 288 | + }, |
| 289 | + ], |
| 290 | + } |
| 291 | + ) |
| 292 | + assert len(config.interactions) == 2 |
| 293 | + |
| 294 | + |
| 295 | +def test_eval_config_policy_validation_multiple_policies(): |
| 296 | + """Test that policy validation works with multiple policies.""" |
| 297 | + config = EvalConfig.model_validate( |
| 298 | + { |
| 299 | + "policies": [ |
| 300 | + {"id": "policy1", "description": "Test policy 1"}, |
| 301 | + {"id": "policy2", "description": "Test policy 2"}, |
| 302 | + ], |
| 303 | + "interactions": [ |
| 304 | + { |
| 305 | + "id": "test_id", |
| 306 | + "inputs": ["test input"], |
| 307 | + "expected_output": [ |
| 308 | + {"type": "string", "policy": "policy1"}, |
| 309 | + {"type": "string", "policy": "policy2"}, |
| 310 | + ], |
| 311 | + } |
| 312 | + ], |
| 313 | + } |
| 314 | + ) |
| 315 | + assert len(config.policies) == 2 |
| 316 | + assert len(config.interactions[0].expected_output) == 2 |
| 317 | + |
| 318 | + |
| 319 | +def test_eval_config_policy_validation_duplicate_policy_ids(): |
| 320 | + """Test that duplicate policy IDs are handled. |
| 321 | +
|
| 322 | + Note: The model currently doesn't validate for duplicate policy IDs. |
| 323 | + This test should be updated if duplicate policy ID validation is added. |
| 324 | + """ |
| 325 | + config = EvalConfig.model_validate( |
| 326 | + { |
| 327 | + "policies": [ |
| 328 | + {"id": "policy1", "description": "Test policy 1"}, |
| 329 | + {"id": "policy1", "description": "Test policy 2"}, |
| 330 | + ], |
| 331 | + "interactions": [ |
| 332 | + { |
| 333 | + "id": "test_id", |
| 334 | + "inputs": ["test input"], |
| 335 | + "expected_output": [{"type": "string", "policy": "policy1"}], |
| 336 | + } |
| 337 | + ], |
| 338 | + } |
| 339 | + ) |
| 340 | + assert len(config.policies) == 2 |
| 341 | + assert config.policies[0].id == "policy1" |
| 342 | + assert config.policies[1].id == "policy1" |
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